Base: $124,280 - $186,160 usd; bonus/equity: not s...
Comprehensive investment advisory services
Client portfolio monitoring and management
Collaboration with relationship managers
The Private Client Investment Advisor II partners with Relationship Managers to deliver sophisticated investment products and wealth management services to high-net-worth clients primarily in Ramsey, NJ
Job Summary
The Private Client Investment Advisor II partners with Relationship Managers to deliver sophisticated investment products and wealth management services to high-net-worth clients primarily in Ramsey, NJ.
TD offers a comprehensive Total Rewards package including base salary, variable compensation, health benefits, retirement programs, and career development opportunities.
The role emphasizes a customer-centric approach, regulatory compliance, and fostering a positive team environment while supporting client growth and retention.
Matching Summary
The Private Client Investment Advisor II partners with Relationship Managers to deliver sophisticated investment products and wealth management services to high-net-worth clients primarily in Ramsey, NJ.
Salary
Base: $124,280 - $186,160 USD; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts
Skills & Requirements
Must-have
Comprehensive investment advisory services
Client portfolio monitoring and management
Collaboration with Relationship Managers
In-person client meetings
Compliance with FINRA and SEC regulations
Use of SalesForce.com for client activity tracking
Nice-to-have
Mentoring junior staff
Community involvement and charity support
Advanced financial analysis skills
Team-oriented work environment
Strong communication skills
Key Requirements
4-year degree required
MBA or advanced degree preferred
Minimum 10+ years financial services experience
Valid Series 7, 63 + 65 or 66 licenses
Active Life & Health insurance licenses
Certified Financial Planner (CFP) preferred
CIMA, CAIA or CFA designation preferred
5+ years asset allocation and portfolio construction experience
Consultative investment sales experience
Compliance with FINRA registration and background checks
Work Rights
Must be eligible for employment under FINRA standards