6723 - Risk & Compliance Executive (FA Industry | $3.5K–$4.5K | Bras Basah | Reporting)

THE SUPREME HR ADVISORY PTE. LTD.

Singapore
Base: $3,500 - $4,500; bonus/equity: not specified...
**
Support risk and compliance department
Conduct due diligence on business relationships
Communicate regulatory changes implementation
** The job posting is for a Risk & Compliance Executive position at a local financial advisory firm based in Bras Basah, Singapore, offering a salary range of $3,500 to $4,500. The role involves ensuring compliance with regulatory requirements and supporting the Risk and Compliance department in various functions. **

Job Summary

  • The role involves ensuring the company functions in a legal and ethical manner while meeting business goals.
  • Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
  • Candidates must be familiar with the Financial Advisers Act and Personal Data Protection Act.

Matching Summary

Match Score: 75

** The job posting is for a Risk & Compliance Executive position at a local financial advisory firm based in Bras Basah, Singapore, offering a salary range of $3,500 to $4,500. The role involves ensuring compliance with regulatory requirements and supporting the Risk and Compliance department in various functions. **

Salary

Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Support risk and compliance department
  • Conduct due diligence on business relationships
  • Communicate regulatory changes implementation

Nice-to-have

  • Motivated to stay abreast of developments
  • Take charge of communicating changes
  • Experience in FA or insurance industry

Key Requirements

  • Minimum 'A' level or Diploma
  • Experience in financial advisory industry
  • Skillful with Microsoft Excel

Work Rights

Not specified

Tailored Resume

Cover Letter