Senior Compliance Governance & Operations Analyst

TD Bank

Dublin, Ireland
Trade surveillance equities
Analyze alerts and data
Market manipulation patterns
Analyze alerts and relevant data to determine whether a trade involves violations of law, rules and regulations and/or firm policies

Job Summary

  • Analyze alerts and relevant data to determine whether a trade involves violations of law, rules and regulations and/or firm policies.
  • Build relationships with Compliance Advisory team by working closely with them on regulatory requests and alert escalations.
  • We’re committed to providing fair and equitable compensation to all our colleagues.

Matching Summary

Analyze alerts and relevant data to determine whether a trade involves violations of law, rules and regulations and/or firm policies.

Skills & Requirements

Must-have

  • Trade Surveillance Equities
  • Analyze alerts and data
  • Market manipulation patterns
  • Regulatory guidelines adherence
  • Risk management culture

Nice-to-have

  • Build stakeholder relationships
  • Positive work environment
  • Brand ambassador for business area

Key Requirements

  • Undergraduate degree required
  • 3 to 5 years of experience
  • FINRA Certified Compliance Officer Program
  • Knowledge of US markets and regulations

Work Rights

Not specified

Tailored Resume

Cover Letter