Senior Counsel--investment Advisor

PNC Bank

Pittsburgh, PA, US
Base: $100,000.00 – $291,850.00; bonus/equity: inc...
Hybrid
Investment advisers act of 1940 expertise
Investment company act of 1940 knowledge
Registered investment adviser experience
The role involves serving as a senior legal advisor to a registered investment adviser managing private credit funds under the Investment Advisers Act of 1940

Job Summary

  • The role involves serving as a senior legal advisor to a registered investment adviser managing private credit funds under the Investment Advisers Act of 1940.
  • Candidates will provide primary legal support on governance, disclosures, conflicts of interest, and regulatory examinations while partnering with compliance and risk teams.
  • PNC offers a comprehensive benefits package including medical coverage, 401(k) matching, pension plans, and up to 25 vacation days depending on career level.

Matching Summary

The role involves serving as a senior legal advisor to a registered investment adviser managing private credit funds under the Investment Advisers Act of 1940.

Salary

Base: $100,000.00 – $291,850.00; Bonus/Equity: Incentive eligible based on performance; Benefits: Comprehensive medical, dental, vision, 401(k), pension, and paid time off

Skills & Requirements

Must-have

  • Investment Advisers Act of 1940 expertise
  • Investment Company Act of 1940 knowledge
  • Registered investment adviser experience
  • Private fund structure advising
  • SEC regulatory filing management

Nice-to-have

  • Broker-dealer regulation familiarity
  • FINRA rules knowledge
  • Independent judgment and autonomy
  • External counsel relationship management

Key Requirements

  • J.D. degree from accredited law school
  • 6-10 years legal experience in investment adviser regulation
  • Admission to practice law in at least one U.S. jurisdiction
  • Deep expertise in Advisers Act and '40 Act matters

Work Rights

Not specified

Tailored Resume

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