Job Summary

• This senior leadership role is responsible for shaping and overseeing a comprehensive compliance program that ensures adherence to federal and state securities regulations, including the Investment Advisers Act.
• The Chief Compliance Officer (CCO) serves as the primary liaison with regulators and acts as a trusted advisor to the executive team on compliance, fiduciary duties, and risk management.
• This position demands a balance of strategic oversight, hands-on program management, and executive-level stakeholder engagement, all within a fast-paced, innovative fintech environment.

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Skills & Requirements

Key Requirements

• Deep knowledge of investment adviser regulations
• Strong judgment
• Years of experience in compliance leadership
• Experience with regulatory filings

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