Risk & Compliance Analyst - Registered Funds

Aberdeen Investments

Not specified; benefits: best in class medical, de...
Rule 38a-1 of the 1940 act knowledge
Registered fund compliance experience
Investment company act of 1940 understanding
The role supports the Head of US Registered Fund Compliance to establish and maintain a robust compliance program for Aberdeen's registered funds

Job Summary

  • The role supports the Head of US Registered Fund Compliance to establish and maintain a robust compliance program for Aberdeen's registered funds.
  • Candidates will be responsible for preparing quarterly and annual reports for fund boards and overseeing an annual risk-based testing program.
  • The company offers best-in-class medical, dental, and vision plans along with a generous 4+ weeks of annual vacation.

Matching Summary

The role supports the Head of US Registered Fund Compliance to establish and maintain a robust compliance program for Aberdeen's registered funds.

Salary

Not specified; Benefits: Best in class Medical, Dental, Vision, 401(k) with profit sharing, 4+ weeks vacation

Skills & Requirements

Must-have

  • Rule 38a-1 of the 1940 Act knowledge
  • Registered fund compliance experience
  • Investment Company Act of 1940 understanding
  • Annual risk-based testing program oversight
  • Stakeholder engagement and management skills

Nice-to-have

  • Experience working directly with a Fund CCO
  • Ability to present to independent fund directors
  • Strong fundamental understanding of regulatory changes
  • Prior experience delivering compliance trainings

Key Requirements

  • 3-5 years working in compliance
  • Focus on registered fund compliance
  • Bachelor's degree or higher required

Work Rights

Not specified

Tailored Resume

Cover Letter