Assistant Manager, Agency Control And Governance, Agency Compliance (1.5 Line Of Defense)
FWD Life Insurance Group
Hong Kong, Hong Kong
Compliance reviews and monitoring
Policy and procedure implementation
Risk-based monitoring of agency practices
Act as a compliance specialist representing the Agency Channel with a 1.5-line-of-defense mindset
Job Summary
Act as a compliance specialist representing the Agency Channel with a 1.5-line-of-defense mindset.
Assist in developing and rolling out educational initiatives, including training programs and various publications, for the agency channel to promote a culture of good conduct.
We offer 5-day work, 20-22 days annual leaves, excellent learning & development opportunities and an attractive package to the right candidate.
Matching Summary
Act as a compliance specialist representing the Agency Channel with a 1.5-line-of-defense mindset.
Skills & Requirements
Must-have
Compliance reviews and monitoring
Policy and procedure implementation
Risk-based monitoring of agency practices
Regulatory compliance assurance
Bilingual drafting skills
Proficient in MS Office
Nice-to-have
Proactive and result-oriented
Good interpersonal and communication skills
Multitasking in fast-paced environment
Experience with local insurer compliance
Collaboration with auditors and group office
Key Requirements
Bachelor degree or equivalent in related disciplines
Minimum 4 years relevant compliance experience
Experience in financial industry compliance function
Understanding of Insurance Authority of Hong Kong guidelines