The role involves leading a team of four analysts to enhance the firm's trade surveillance framework within a UK-regulated brokerage environment
Job Summary
The role involves leading a team of four analysts to enhance the firm's trade surveillance framework within a UK-regulated brokerage environment.
Candidates must ensure compliance with Financial Conduct Authority regulations including UK MAR and MiFID II while monitoring for suspicious trading behavior.
This is an onsite position requiring five days per week in the London office near Liverpool Street.
Matching Summary
The role involves leading a team of four analysts to enhance the firm's trade surveillance framework within a UK-regulated brokerage environment.
Skills & Requirements
Must-have
UK Market Abuse Regulation (UK MAR)
MiFID II regulatory knowledge
Team leadership experience
Market surveillance monitoring
London office onsite work
Nice-to-have
Experience with new asset classes
Regulatory investigation background
Strong analytical skills
Electronic communications monitoring
Key Requirements
Relevant experience in financial services brokerage