Compliance Manager

CommBank

Sydney, Australia
Onsite
Australian regulatory environment experience
Financial services regulatory environment knowledge
Regulatory obligation and policy advisory
This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams

Job Summary

  • This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.
  • As a Compliance Manager you’ll support sustainable business growth across IB&M through regulatory obligation and policy advisory, product and business activity review and approval, risk profile challenge and approval, regulatory engagement, and regulatory reform advisory.
  • We have a supportive culture that encourages personal interaction and does not tie you to a desk.

Matching Summary

This role will support the Head of Compliance Advisory, including coverage of Debt Capital Markets, Global Client Coverage, Capital Structuring, Trade Finance, Transaction Banking, Investment Research teams.

Skills & Requirements

Must-have

  • Australian Regulatory Environment experience
  • financial services regulatory environment knowledge
  • regulatory obligation and policy advisory
  • product and business activity review
  • risk profile challenge and approval

Nice-to-have

  • proactive and positive function
  • supportive culture
  • commercial mind
  • doer, advisor, thought leader

Key Requirements

  • Tertiary qualifications in legal, finance or related fields
  • Demonstrated experience in financial services
  • Experience in Compliance
  • Experience in Australian Regulatory Environment
  • Experience communicating with and influencing peers and senior management
  • Experience in financial services investigations or analysis advantageous

Work Rights

Not specified

Tailored Resume

Cover Letter