Sr. Manager, Cftc/nfa Reporting & Internal Controls

Fanaticsfbg

New York, NY, United States
Base: $140,000 - $170,000 usd; bonus/equity: not s...
On-site
Cftc and nfa regulatory requirements
Internal control framework design
Sox documentation and testing
The role involves leading the design and implementation of internal control frameworks aligned with CFTC regulations and SOX standards

Job Summary

  • The role involves leading the design and implementation of internal control frameworks aligned with CFTC regulations and SOX standards.
  • Candidates must partner with Data and Engineering teams to document end-to-end transaction lifecycle processes and embed controls over trading activities.
  • The position requires coordinating with internal and external audit teams to support SOX testing, regulatory examinations, and inquiries from the CFTC or NFA.

Matching Summary

The role involves leading the design and implementation of internal control frameworks aligned with CFTC regulations and SOX standards.

Salary

Base: $140,000 - $170,000 USD; Bonus/Equity: Not specified; Benefits: Full-time employment benefits available

Skills & Requirements

Must-have

  • CFTC and NFA regulatory requirements
  • Internal control framework design
  • SOX documentation and testing
  • Capital computation and segregation
  • Regulatory financial reporting processes

Nice-to-have

  • Automation of regulatory reporting
  • Experience with data pipeline tools
  • Event-driven architecture familiarity
  • Strong cross-functional communication
  • Scalable control enhancement strategies

Key Requirements

  • 6-8+ years in regulated financial services
  • BA/BS in Accounting, Finance, or Information Systems
  • CPA or CISA certification preferred
  • Experience with CFTC/NFA net capital computations
  • Background supporting regulatory examinations

Work Rights

Not specified

Tailored Resume

Cover Letter