Financial Advisor Support Specialist I - Greenville, Sc

TD

Greenville, South Carolina, United States
Base: $24.00 - $33.50 usd ph; bonus/equity: not sp...
Client onboarding and profiling
Financial transaction handling
Regulatory compliance adherence
The Financial Advisor Support Specialist acts as a primary administrative and service contact for Financial Advisors and their clients, ensuring a legendary customer experience and compliance with regulations

Job Summary

  • The Financial Advisor Support Specialist acts as a primary administrative and service contact for Financial Advisors and their clients, ensuring a legendary customer experience and compliance with regulations.
  • TD offers a comprehensive Total Rewards package including base salary, variable compensation, health and well-being benefits, paid time off, and career development opportunities.
  • TD is committed to fostering a respectful and inclusive workplace culture that values diversity and provides ongoing training and development to help colleagues succeed.

Matching Summary

The Financial Advisor Support Specialist acts as a primary administrative and service contact for Financial Advisors and their clients, ensuring a legendary customer experience and compliance with regulations.

Salary

Base: $24.00 - $33.50 USD per hour; Bonus/Equity: Not specified; Benefits: Health, retirement, paid time off, and other employee benefits

Skills & Requirements

Must-have

  • Client onboarding and profiling
  • Financial transaction handling
  • Regulatory compliance adherence
  • Administrative support for advisors
  • Customer service excellence
  • Data entry and report generation
  • Use of MSWord, Excel, PowerPoint

Nice-to-have

  • Team collaboration and communication
  • Positive work environment contribution
  • Community involvement and charity support
  • Process and technology improvement
  • Self-starter with minimal supervision
  • Strong organizational skills

Key Requirements

  • SIE & Series 99 registration required
  • Associate or bachelor's degree preferred
  • Experience with affluent clients
  • Criminal and financial background checks
  • Knowledge of investments and banking products
  • Ability to obtain licensing as needed

Work Rights

Must be eligible for employment under FINRA standards

Tailored Resume

Cover Letter