Employee Registrations , Associate, Enterprise Advisory

Morgan Stanley

Regulatory license applications
Fit and properness checks
Continuous professional training
The Registrations team is in charge of handling regulatory license applications and registrations for individuals across various regions, ensuring fit and properness, and having the appropriate license(s) to carry out relevant business activities regulated by regulators

Job Summary

  • The Registrations team is in charge of handling regulatory license applications and registrations for individuals across various regions, ensuring fit and properness, and having the appropriate license(s) to carry out relevant business activities regulated by regulators.
  • Demonstrate strong client-relations skills and ability to partner with business and control functions to develop practical solutions that meet business needs while remaining compliant with applicable laws and regulations.
  • At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.

Matching Summary

The Registrations team is in charge of handling regulatory license applications and registrations for individuals across various regions, ensuring fit and properness, and having the appropriate license(s) to carry out relevant business activities regulated by regulators.

Skills & Requirements

Must-have

  • Regulatory license applications
  • Fit and properness checks
  • Continuous professional training
  • Client-relations skills
  • Partnering with business functions

Nice-to-have

  • Knowledge of other jurisdictions
  • Handling confidential information
  • Fast-paced environment
  • Self-motivated and independent work

Key Requirements

  • University degree and/or professional qualification
  • 2+ years professional experience in Registrations and Licensing
  • Experience in resolution of issues
  • Good communication skills - written and oral
  • Excellent interpersonal skills
  • Ability to use various PC, MS Office and internet applications
  • Ability to effectively handle a fast paced environment and successfully meet established deadline requirements

Work Rights

Not specified

Tailored Resume

Cover Letter