Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines
Job Summary
Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines.
The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world.
We make all efforts to create a great work environment with competitive and comprehensive benefits packages, flexible work programs, and development opportunities.
Matching Summary
Provide end-to-end support to investment company clients and their Compliance teams by sharing meaningful insights about the funds ability to comply with SEC requirements and investment guidelines.
Skills & Requirements
Must-have
Investment compliance monitoring
SEC requirements understanding
Prospectus and SAI interpretation
Compliance rule matrix creation
Financial services experience
Nice-to-have
Strong communication and interpersonal skills
Deadline and detail oriented
Analytical and organizational skills
Adaptable and proactive approach
Key Requirements
4+ years in Fund Administration or related work
Investment compliance monitoring or coding experience
Good knowledge of U.S. Investment Companies Act of 1940 or UCITS
University degree in Business majoring in Accounting, Finance, or other Financial-related programs