Employee Compliance Manager - Vice President

Deutsche Bank

Jacksonville, Florida, US
Base: $96,000 to $152,000; bonus/equity: not speci...
Hybrid
Personal account dealing management
Employee trading alert review
Trade preclearance approval
This role involves leading a team to monitor, investigate, and approve personal employee trading accounts across the Americas region

Job Summary

  • This role involves leading a team to monitor, investigate, and approve personal employee trading accounts across the Americas region.
  • The position offers a hybrid working model with flexibility for in-office and remote work alongside competitive compensation and benefits.
  • Candidates must possess strong people management skills and the ability to escalate issues clearly to peers and managers.

Matching Summary

This role involves leading a team to monitor, investigate, and approve personal employee trading accounts across the Americas region.

Salary

Base: $96,000 to $152,000; Bonus/Equity: Not specified; Benefits: Health, retirement, parental leave, and volunteer programs

Skills & Requirements

Must-have

  • Personal Account Dealing management
  • Employee trading alert review
  • Trade preclearance approval
  • Team leadership and supervision
  • MS Excel pivot tables proficiency

Nice-to-have

  • Strong judgment under pressure
  • Excellent written communication skills
  • Experience with large data sets
  • Collaborative stakeholder relationships
  • Project management experience

Key Requirements

  • Bachelor's degree or equivalent work experience
  • Prior experience approving personal trade requests
  • Moderate experience in Compliance/Employee Support model

Work Rights

Not specified

Tailored Resume

Cover Letter