Fixed Income Operations Advisor

Chartwell Investment Partners

Base salary components included; + compensation ma...
Fixed income regulatory requirements knowledge
Account opening documentation tracking
Investment concepts and securities procedures
The role involves acquiring and tracking documentation for account openings while ensuring compliance with all necessary regulations

Job Summary

  • The role involves acquiring and tracking documentation for account openings while ensuring compliance with all necessary regulations.
  • Employees will assist in creating infrastructure to support Fixed Income Capital Markets operations and stay updated on evolving regulatory changes.
  • The position offers a comprehensive benefits package including medical, dental, vision, life insurance, retirement savings, and paid time off.

Matching Summary

The role involves acquiring and tracking documentation for account openings while ensuring compliance with all necessary regulations.

Salary

Base salary components included; Additional compensation may include cash or equity; Discretionary bonuses or commissions possible

Skills & Requirements

Must-have

  • Fixed Income regulatory requirements knowledge
  • Account opening documentation tracking
  • Investment concepts and securities procedures
  • Analytical critical thinking skills
  • Effective oral and written communication

Nice-to-have

  • Ability to build strong stakeholder relationships
  • Flexible and strategic thinking approach
  • Experience with special project assistance
  • Quick learning capability in fast-paced environment

Key Requirements

  • Bachelor's Degree in Business Administration or related discipline
  • 2 to 5 years of experience in assigned function
  • SIE license required unless exempted
  • Series 7/Series 63 License or equivalent
  • Paralegal certification preferred but not required
  • Series 24 license preferred but not required

Work Rights

Not specified

Tailored Resume

Cover Letter