Large Bank Capital Markets Internal Audit Senior Consultant
Crowe UK
Multiple Locations
$73,400.00 - $145,400.00 py
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Internal audit engagements
Compliance and conduct risk controls
Broker-dealers and rias
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Crowe UK is seeking a Capital Markets Internal Audit Senior Consultant to conduct compliance-focused internal audits within trading and investment operations. The role requires 3–5 years of experience in internal audit, compliance, or risk management, with a focus on capital markets regulatory requirements. Crowe offers a supportive work culture and opportunities for professional growth.
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Job Summary
Execute internal audit engagements focusing on compliance and conduct risk controls across trading and investment operations.
Monitor evolving regulations from bodies such as SEC, FINRA, CFTC, FCA, MiFID II, and Dodd-Frank.
Crowe offers a comprehensive total rewards package and invests in employee growth through consistent career coaching.
Matching Summary
Match Score: 75
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Crowe UK is seeking a Capital Markets Internal Audit Senior Consultant to conduct compliance-focused internal audits within trading and investment operations. The role requires 3–5 years of experience in internal audit, compliance, or risk management, with a focus on capital markets regulatory requirements. Crowe offers a supportive work culture and opportunities for professional growth.
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Salary
$73,400.00 - $145,400.00 per year
Skills & Requirements
Must-have
Internal audit engagements
Compliance and conduct risk controls
Broker-dealers and RIAs
Swap dealers and derivatives compliance
Volcker Rule monitoring
Capital markets compliance
Nice-to-have
Team player with clear communication
Uphold Crowe's values of Care, Trust, Courage, and Stewardship
Key Requirements
3-5 years of experience
Internal audit, compliance, or risk management experience
Working knowledge of capital markets regulatory requirements
Strong analytical skills and attention to detail
Certifications in progress or interest (CPA, CIA, CFA, CAMS) a plus