Base: $100,000 - $135,000 usd; bonus/equity: not s...
Global control room portfolio management
Regulatory responses and internal audits
Issues and findings management
The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk
Job Summary
The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk.
TD offers a total rewards package including base salary, variable compensation, health and well-being benefits, savings and retirement programs, paid time off, banking benefits, career development, and recognition.
TD is committed to fostering a respectful workplace where diverse perspectives are valued and provides training, onboarding, and career development opportunities to help colleagues succeed.
Matching Summary
The Senior Compliance Officer provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk.
Salary
Base: $100,000 - $135,000 USD; Bonus/Equity: Not specified; Benefits: Health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts
Skills & Requirements
Must-have
Global Control Room portfolio management
Regulatory responses and internal audits
Issues and findings management
Compliance risk management
Stakeholder management across teams
Project and change management
Nice-to-have
Data visualization tools experience
Advanced Excel skills
Strategic thinking and judgement
Strong verbal and written communication
Ability to operate in ambiguous environments
Coaching and educating others
Key Requirements
Bachelor's degree required
JD or MBA preferred
5-7 years overall work experience
Minimum 3+ years banking/finance industry experience