The ASX Participants Compliance Team upholds standards and rules by monitoring participant adherence to ASX Operating Rules, conducting reviews, and providing guidance
Job Summary
The ASX Participants Compliance Team upholds standards and rules by monitoring participant adherence to ASX Operating Rules, conducting reviews, and providing guidance.
Key responsibilities include managing compliance relationships, developing monitoring frameworks, conducting reviews, preparing reports, and processing participant applications.
ASX fosters a diverse and inclusive workplace, celebrating diversity and offering flexible and hybrid working options.
Matching Summary
The ASX Participants Compliance Team upholds standards and rules by monitoring participant adherence to ASX Operating Rules, conducting reviews, and providing guidance.
Skills & Requirements
Must-have
financial products and markets
participant systems and operations
compliance and risk methodologies
critical analysis of information
exceptional communication skills
managing competing priorities
superior influencing skills
Nice-to-have
policy and rule change drafting
change management skills
BCP/disaster recovery knowledge
enquiring mind and determination
strong relationship management
unquestionable integrity
Key Requirements
Tertiary qualification in law, accounting, finance, business, economics
Legally authorised to work in Australia permanently
Work Rights
Legally authorised to work in Australia permanently