Senior Registered Client Service Associate (cottonwood Heights, Ut)

Chartwell Investment Partners

Cottonwood Heights, UT, US
Series 7 license required
Series 63 or 65 or 66 license
Client relationship management software
This role serves as the first point of contact for a high volume of daily interactions with prospective and existing clients across multiple platforms

Job Summary

  • This role serves as the first point of contact for a high volume of daily interactions with prospective and existing clients across multiple platforms.
  • The ideal candidate will manage complex tasks including new client onboarding, trading discretionary products, and maintaining alternative investment accounts.
  • Raymond James seeks a dynamic professional who can work independently within a fast-paced environment while adhering to strict industry regulations.

Matching Summary

This role serves as the first point of contact for a high volume of daily interactions with prospective and existing clients across multiple platforms.

Skills & Requirements

Must-have

  • Series 7 license required
  • Series 63 or 65 or 66 license
  • Client relationship management software
  • Advanced Excel spreadsheet skills
  • High volume client interaction handling

Nice-to-have

  • Mentoring junior team members
  • Creating practice efficiency reports
  • Cross-training in multiple areas
  • Marketing seminar assistance
  • Proactive problem solving skills

Key Requirements

  • High School Diploma or equivalent
  • Five years of financial services experience
  • SIE certification required unless exempted
  • Series 7 registration mandatory
  • State specific securities license (63/65/66)

Work Rights

Not specified

Tailored Resume

Cover Letter