Operations Associate, Client Services

Colliers Macaulay Nicolls Inc

Minneapolis, MN, US
Base: $28.85 - $36.06 hourly; bonus/equity: not sp...
Onsite
2-5 years brokerage operations experience
Prior broker-dealer or securities industry experience
Strong analytical and problem-solving abilities
The Operations Associate supports daily activities of the Operations Department by providing operational and client service support to registered representatives

Job Summary

  • The Operations Associate supports daily activities of the Operations Department by providing operational and client service support to registered representatives.
  • This role involves preparing account documentation, opening brokerage accounts, and ensuring compliance with firm policies and regulatory requirements.
  • The company offers a comprehensive benefits package including medical and dental plans, a 401k plan with matching, and life insurance.

Matching Summary

The Operations Associate supports daily activities of the Operations Department by providing operational and client service support to registered representatives.

Salary

Base: $28.85 - $36.06 hourly; Bonus/Equity: Not specified; Benefits: Medical, dental, 401k matching, life and disability insurance

Skills & Requirements

Must-have

  • 2-5 years brokerage operations experience
  • Prior broker-dealer or securities industry experience
  • Strong analytical and problem-solving abilities

Nice-to-have

  • Bachelor's degree preferred
  • FINRA Series 99 license
  • Ability to cross-train on operational functions

Key Requirements

  • High School Diploma or GED required
  • Bachelor's degree preferred
  • 2-5 years of brokerage operations experience
  • Prior broker-dealer experience required
  • Ability to obtain FINRA Series 99 preferred

Work Rights

Not specified

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