This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office
Job Summary
This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office.
Perform the review of regulatory and client guidelines to ensure accuracy and efficiency of existing rules coded and/or to code relevant rules on order management system.
As an organization we support personal needs, diverse backgrounds and provide internal networks, as well as opportunities to get involved in the community and in the world.
Matching Summary
This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office.
Skills & Requirements
Must-have
Rule coding on order management system
Post trade monitoring and reporting
Review of regulatory and client guidelines
Charles River Development (CRD) experience
Equity/Fixed Income/ETF Products knowledge
1940 Act, UCITS, FCA, COLL, ESMA, SFC regulations
Nice-to-have
Intelligent colleagues and global exposure
Diverse and inclusive workplace
Lifelong learner in evolving business
Key Requirements
3-5 years total work experience
2-3 years rule coding experience
Experience with regulatory environments (SEC, 1940 Act, NI 81-102)
Proficiency on MS Office suite
Familiarity with trading systems (Charles River, Bloomberg AIM, LZ Sentinel, Aladdin)