The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a controlled environment through adherence to business ethics and regulations
Job Summary
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a controlled environment through adherence to business ethics and regulations.
Key responsibilities include surveillance, supervision, risk management, compliance, legal liaison, and supporting audits and investigations.
Morgan Stanley offers an environment that supports and empowers employees, with opportunities for growth and comprehensive benefits.
Matching Summary
The Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions, maintaining a controlled environment through adherence to business ethics and regulations.
Skills & Requirements
Must-have
Risk, supervisory, and compliance functions
Adherence to business ethics and practices
Data security risk management
Client suitability and risk management
Financial Advisor recruit review
Nice-to-have
Strong leadership capabilities
Collaborative and creative thinking
Commitment to diversity and inclusion
Proactive client engagement
Key Requirements
Bachelor’s degree or equivalent education/experience
Previous industry experience
Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66) licenses