AIA Australia is seeking a Manager, Compliance for its Investment Management team in Singapore. The role involves providing compliance advisory services, conducting reviews, and liaising with regulators to ensure adherence to applicable securities regulations and best practices
Job Summary
The role involves providing comprehensive compliance advisory to ensure AIA Investment Management activities adhere to securities regulations and industry best practices.
Candidates will be responsible for conducting compliance reviews across equities, fixed income, trading, and alternative investment businesses to maintain legal boundaries.
The position requires liaising with regulators, preparing for inspections, and submitting detailed management reports to the Board of Directors and EXCO.
Matching Summary
Match Score: 85
AIA Australia is seeking a Manager, Compliance for its Investment Management team in Singapore. The role involves providing compliance advisory services, conducting reviews, and liaising with regulators to ensure adherence to applicable securities regulations and best practices.
Skills & Requirements
Must-have
7+ years regulatory compliance experience
Asset management sector expertise
Knowledge of SFA and FAA regulations
Experience with UCITS and VCC funds
AML/CFT and sanctions compliance
Regulatory liaison and inspection readiness
Nice-to-have
Experience in alternative investments
Cross-border DIM licence knowledge
Strong interpersonal communication skills
Solution-focused mindset
Team player with initiative
Key Requirements
Degree holder required
Over 7 years regulatory compliance experience
Experience in investment funds preferred
Working experience in financial services or regulators helpful