Compliance Monitoring, Associate, Oversight, Monitoring And Testing
Morgan Stanley
Analysis of regulations and internal policies
Extracting and analyzing data
Developing and executing monitoring checks
The Legal and Compliance division assists the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk
Job Summary
The Legal and Compliance division assists the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.
Morgan Stanley is a global leader in financial services, evolving and innovating to better serve clients and communities.
The role involves analyzing regulations, extracting and analyzing data, developing monitoring checks, and drafting reports, with opportunities for career growth and comprehensive benefits.
Matching Summary
The Legal and Compliance division assists the Firm in achieving its business objectives by facilitating and overseeing the Firm's management of legal, regulatory and franchise risk.
Skills & Requirements
Must-have
Analysis of regulations and internal policies
Extracting and analyzing data
Developing and executing monitoring checks
Documentation of monitoring work papers
Drafting reports on monitoring
Collation and analysis of Management Information
Nice-to-have
Excellent relationship building skills
Proactive approach to problem solving
Ability to remain focused under pressure
Work effectively in a fast-paced environment
Key Requirements
At least 2+ years' working experience
Experience in Compliance Testing, monitoring or Internal Audits
Experience in interpreting laws or regulations
Strong proficiency in Excel, Word, SharePoint, and PPT