Audit Manager, Us Capital Markets

CIBC

New York, NY, USA
Base: $120,000 - $150,000 usd; bonus: eligible for...
Hybrid
7+ years audit experience
Capital markets activities knowledge
Finra cftc sbsd regulatory exposure
This role involves managing a portfolio of audit engagements across Capital Markets activities while ensuring alignment with internal methodology and regulatory requirements

Job Summary

  • This role involves managing a portfolio of audit engagements across Capital Markets activities while ensuring alignment with internal methodology and regulatory requirements.
  • The successful candidate will lead audit teams, review workpapers, analyze findings, and develop actionable recommendations to maintain transparency throughout the audit lifecycle.
  • CIBC offers a competitive salary range, incentive compensation plans, and a comprehensive benefits package including medical, dental, vision, and 401(k) contributions.

Matching Summary

This role involves managing a portfolio of audit engagements across Capital Markets activities while ensuring alignment with internal methodology and regulatory requirements.

Salary

Base: $120,000 - $150,000 USD; Bonus: Eligible for incentive compensation plan with discretionary bonus component; Benefits: Medical, Dental, Vision, HSA, Life Insurance, Disability, PTO, Holidays, 401(k)

Skills & Requirements

Must-have

  • 7+ years audit experience
  • Capital Markets activities knowledge
  • FINRA CFTC SBSD regulatory exposure
  • Bachelor's degree in Accounting or Finance
  • CPA or CIA certification required

Nice-to-have

  • CFA designation or progress towards it
  • Strong project management skills
  • Collaborative team environment
  • Hybrid work arrangement flexibility
  • Commitment to integrity and professionalism

Key Requirements

  • 7+ years relevant audit experience
  • Bachelor's Degree in Accounting/Finance
  • CPA or CIA professional certification
  • Experience with FINRA/CFTC/SBSD regulations
  • Prior managerial experience required

Work Rights

Must be legally eligible to work in the US; sponsorship not available

Tailored Resume

Cover Letter