6723 - Compliance Executive – FA/Insurance (Up to $4.5K | Bras Basah | Audits, Reviews)
THE SUPREME HR ADVISORY PTE. LTD.
Singapore, Singapore
Base: $3,500 - $4,500; bonus/equity: not specified...
Flexible hours, monday - friday
Experience in financial advisory industry
Knowledge of financial advisers act
Familiarity with personal data protection act
The job posting seeks a Compliance Executive for a Financial Advisory firm in Bras Basah, Singapore, offering a salary range of $3,500 to $4,500. The role involves ensuring compliance with regulatory requirements and supporting the Risk and Compliance department
Job Summary
The role involves ensuring the company functions legally and ethically while meeting business goals.
Responsibilities include conducting balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must stay abreast of regulatory developments and communicate changes to support implementation.
Matching Summary
Match Score: 75
The job posting seeks a Compliance Executive for a Financial Advisory firm in Bras Basah, Singapore, offering a salary range of $3,500 to $4,500. The role involves ensuring compliance with regulatory requirements and supporting the Risk and Compliance department.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified