Senior Portfolio Compliance Specialist, Mercer Investments

MARSH MCLENNAN

Boston, MA, US
Base: $118,900 to $238,000; bonus/equity: performa...
Hybrid
6 to 8 years investment management experience
Fixed income and derivatives knowledge
Pre-trade and post-trade controls
This role is responsible for administering the portfolio compliance program for clients and proprietary funds while supporting reporting for U.S. and Canada businesses

Job Summary

  • This role is responsible for administering the portfolio compliance program for clients and proprietary funds while supporting reporting for U.S. and Canada businesses.
  • The successful candidate will oversee day-to-day functions including new guideline implementation, alert investigation, and rule testing within a hybrid work environment.
  • Marsh offers a competitive total rewards package including health benefits, tuition assistance, and 401K savings alongside a base salary ranging from $118,900 to $238,000.

Matching Summary

This role is responsible for administering the portfolio compliance program for clients and proprietary funds while supporting reporting for U.S. and Canada businesses.

Salary

Base: $118,900 to $238,000; Bonus/Equity: Performance-based incentives eligible; Benefits: Health, welfare, tuition assistance, 401K

Skills & Requirements

Must-have

  • 6 to 8 years investment management experience
  • Fixed income and derivatives knowledge
  • Pre-trade and post-trade controls
  • Rule creation and library maintenance
  • Breach detection and resolution

Nice-to-have

  • CFA designation or active status
  • Charles River application knowledge
  • Bloomberg terminal proficiency
  • Global regulatory regime familiarity
  • Multi-year platform migration experience

Key Requirements

  • Minimum 6 to 8 years relevant experience
  • Undergraduate degree in Finance, Economics, or Accounting
  • Sound independent judgement and critical thinking skills

Work Rights

Not specified

Tailored Resume

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