Audit Manager I - Consumer Compliance (us)

TD Ameritrade

Greenville, South Carolina, United States
Base: $75,020 - $125,180 usd; bonus/equity: eligib...
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5+ years of related audit experience
Undergraduate degree required
Knowledge of udaap fair lending tila hmda respa
** TD Ameritrade is seeking an Audit Manager I for their Consumer Compliance team in Greenville, South Carolina. The role involves leading audit engagements focused on U.S. Consumer Compliance regulations, mentoring staff, and contributing to risk management practices. **

Job Summary

  • The Audit Manager I is responsible for executing and leading audit engagements based on established plans aligned with TD Bank's Governance, Risk & Oversight Functions.
  • This role involves mentoring staff auditors, managing relationships with senior management, and contributing to the continuous improvement of risk management practices.
  • TD offers a competitive total rewards package including base salary, variable compensation, health benefits, retirement programs, and extensive career development opportunities.

Matching Summary

Match Score: 75

** TD Ameritrade is seeking an Audit Manager I for their Consumer Compliance team in Greenville, South Carolina. The role involves leading audit engagements focused on U.S. Consumer Compliance regulations, mentoring staff, and contributing to risk management practices. **

Salary

Base: $75,020 - $125,180 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, well-being, savings, retirement, PTO, and banking discounts

Skills & Requirements

Must-have

  • 5+ years of related Audit experience
  • Undergraduate degree required
  • Knowledge of UDAAP Fair Lending TILA HMDA RESPA
  • Experience leading moderately complex audits
  • Ability to mentor staff auditors

Nice-to-have

  • Former OCC CFPB FDIC FRB or NCUA examiner experience
  • CIA or CRCM professional certifications
  • Strong written and verbal communication skills
  • Proficiency in Microsoft Office Suite
  • Consultative interaction with business line management

Key Requirements

  • Undergraduate degree required
  • 5+ years of related Audit experience
  • Preferred: Banking industry audit experience
  • Preferred: Relevant professional certifications (CIA, CRCM)

Work Rights

Not specified

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