Head Of Market Conduct & Fraud

Sunriseatwolfchase

Develop and implement market conduct & fraud program
Lead technology and process initiatives
Assess and manage market conduct & fraud risks
Develop and implement a comprehensive market conduct & fraud program, providing coaching and leadership to the team

Job Summary

  • Develop and implement a comprehensive market conduct & fraud program, providing coaching and leadership to the team.
  • Lead technology and process initiatives to optimize compliance processes for improved risk management and efficiency.
  • Monitor activities to ensure compliance with market conduct rules and fraud regulations, working closely with the testing team.

Matching Summary

Develop and implement a comprehensive market conduct & fraud program, providing coaching and leadership to the team.

Skills & Requirements

Must-have

  • Develop and implement market conduct & fraud program
  • Lead technology and process initiatives
  • Assess and manage market conduct & fraud risks
  • Fraud detection, prevention, investigation and reporting
  • Market conduct rules compliance monitoring

Nice-to-have

  • Inspire and help reach potential
  • Work with dynamic colleagues
  • Make life brighter for clients

Key Requirements

  • Minimum of 8 years of progressive experience in compliance, governance, or risk management
  • At least 5 years of experience in Market Conduct and Fraud Compliance
  • Post-secondary education (Statistic, Law, Finance, or relevant certifications like CFE)
  • Proven supervisory or team leadership experience

Work Rights

Not specified

Tailored Resume

Cover Letter