Financial Compliance Senior Associate

Robinhood

Chicago, IL, US
Base: $86,000 - $115,000 usd depending on location...
On-site
Sox 404 framework knowledge
Coso internal control framework expertise
End-to-end sox process ownership
The Financial Compliance team's mission is to establish and maintain the company's financial and regulatory compliance including requirements under the Sarbanes-Oxley Act of 2002

Job Summary

  • The Financial Compliance team's mission is to establish and maintain the company's financial and regulatory compliance including requirements under the Sarbanes-Oxley Act of 2002.
  • This role involves leading the risk assessment, documentation refresh, walkthroughs, and testing of design and operating effectiveness for key corporate business processes.
  • Candidates will partner closely with corporate teams to evaluate and revamp existing business controls while ensuring seamless audit readiness with external auditors.

Matching Summary

The Financial Compliance team's mission is to establish and maintain the company's financial and regulatory compliance including requirements under the Sarbanes-Oxley Act of 2002.

Salary

Base: $86,000 - $115,000 USD depending on location zone; Bonus/Equity: Eligible for bonus opportunities and equity ownership; Benefits: 100% paid health insurance, 401(k) matching, and lifestyle wallet.

Skills & Requirements

Must-have

  • SOX 404 framework knowledge
  • COSO Internal Control Framework expertise
  • End-to-end SOX process ownership
  • Walkthroughs and controls testing
  • Root cause analysis skills
  • PCAOB auditing standards

Nice-to-have

  • GRC platform familiarity like AuditBoard
  • Fast-paced environment adaptability
  • Strategic recommendations for control design
  • Strong project management abilities
  • Cross-functional collaboration skills

Key Requirements

  • Bachelor's or Master's degree in Accounting, Finance, or Information Systems
  • Minimum 4 years of work experience in financial audit or SOX function
  • Demonstrated ownership of end-to-end SOX 404 processes

Work Rights

Not specified

Tailored Resume

Cover Letter