5-8 years compliance experience in financial institution
2 years recent investment management industry experience
Strong understanding of hong kong regulatory framework
This Director level position is responsible for managing regulatory risks and ensuring compliance for public and private investment management businesses across Asia
Job Summary
This Director level position is responsible for managing regulatory risks and ensuring compliance for public and private investment management businesses across Asia.
The role involves advising the business on compliance matters, drafting regional policies, and responding to queries regarding the Hong Kong regulatory framework.
Morgan Stanley offers a supportive environment with comprehensive employee benefits and opportunities for career advancement alongside diverse teams globally.
Matching Summary
This Director level position is responsible for managing regulatory risks and ensuring compliance for public and private investment management businesses across Asia.
Skills & Requirements
Must-have
5-8 years compliance experience in financial institution
2 years recent investment management industry experience
Strong understanding of Hong Kong regulatory framework
Experience drafting and maintaining compliance policies
Ability to advise first line of defense on compliance
Nice-to-have
Fluency in Chinese language
Experience with cross-border marketing material review
Knowledge of global MSIM policies implementation
Background in conducting regulatory training sessions
Key Requirements
Bachelor's degree in Legal, Accounting, Business or Finance
Minimum 5-8 years compliance-related experience
Minimum 2 years recent experience in investment management
Detailed knowledge of regulations in Asia, particularly Hong Kong