Aml Compliance – Testing & Monitoring Officer

Interactive Brokers Group, Inc.

Chicago, IL, United States
Base: $115,000 to $150,000 annually; bonus/equity:...
On-site
6+ years aml control evaluation experience
Sql and jira query proficiency
Us and foreign aml regulatory knowledge
The role involves creating and maintaining an Annual Financial Crimes test plan covering various risk areas while coordinating execution with offshore teams

Job Summary

  • The role involves creating and maintaining an Annual Financial Crimes test plan covering various risk areas while coordinating execution with offshore teams.
  • Candidates must possess deep knowledge of AML controls across Investigations, Sanctions, Enhanced Due Diligence, and Suspicious Activity Reporting within a financial institution.
  • The position offers a competitive salary range of $115,000 to $150,000 annually along with stock grants, performance bonuses, and comprehensive health benefits.

Matching Summary

The role involves creating and maintaining an Annual Financial Crimes test plan covering various risk areas while coordinating execution with offshore teams.

Salary

Base: $115,000 to $150,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, medical/dental/vision, tuition reimbursement

Skills & Requirements

Must-have

  • 6+ years AML control evaluation experience
  • SQL and Jira query proficiency
  • US and Foreign AML regulatory knowledge
  • Testing framework development skills
  • Financial crimes data analysis capability

Nice-to-have

  • Internal audit or legal background
  • Strong stakeholder communication skills
  • Self-motivated with minimal supervision
  • Experience with SDLC processes
  • Hybrid work environment adaptability

Key Requirements

  • Bachelor's or Master's Degree required
  • 6+ years evaluating AML controls at a financial institution
  • ACAMS, CFE, CFCS, or Series 7 licenses preferred
  • Experience with SQL, Jira, and JQL queries
  • Understanding of US and Foreign AML Regulatory regimes

Work Rights

Not specified

Tailored Resume

Cover Letter