Sr Analyst, Hybrid Ia Compliance

Osaic

Atlanta, GA, USA
Base: $90,000 - $100,000 py; bonus: annual bonus; ...
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Investment advisory services oversight
Ria compliance
Regulatory compliance
** Osaic is seeking a Senior Analyst for Hybrid IA Compliance in multiple U.S. locations, offering a salary range of $90,000 - $100,000 plus bonuses. The role involves overseeing compliance functions for financial professionals within investment advisory services, emphasizing analytical skills and regulatory knowledge. **

Job Summary

  • Responsible for providing oversight functions to Financial Professionals providing investment advisory services.
  • Involved in regular reporting, surveillance reviews, and corrective action related to monitoring the investment advisory business.
  • Offers a competitive compensation package including health, vision, dental insurance, and 401k.

Matching Summary

Match Score: 75

** Osaic is seeking a Senior Analyst for Hybrid IA Compliance in multiple U.S. locations, offering a salary range of $90,000 - $100,000 plus bonuses. The role involves overseeing compliance functions for financial professionals within investment advisory services, emphasizing analytical skills and regulatory knowledge. **

Salary

Base: $90,000 - $100,000 per year; Bonus: annual bonus; Benefits: health, vision, dental insurance, 401k, paid time away, volunteer days

Skills & Requirements

Must-have

  • Investment advisory services oversight
  • RIA compliance
  • Regulatory compliance
  • Surveillance reviews
  • MS Excel proficiency

Nice-to-have

  • Fast-paced collaborative environment
  • Troubleshooting skills
  • Process improvement identification

Key Requirements

  • 3-5 years of relevant work experience
  • Experience with Investment Advisers Act of 1940
  • Proficiency with MS Office Word and Excel
  • Strong analytical and problem-solving abilities
  • High school diploma or equivalent required

Work Rights

Not specified

Tailored Resume

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