The Licensed Investment Support Specialist I provides office management support for registered securities representatives and is responsible for risk management by following policies and procedures
Job Summary
The Licensed Investment Support Specialist I provides office management support for registered securities representatives and is responsible for risk management by following policies and procedures.
Essential duties include providing daily administrative support, processing operations duties, performing account maintenance, executing trades, and maintaining client contact.
The role requires strong communication and organizational skills, the ability to work independently, and intermediate computer skills with knowledge of Microsoft Office Suite.
Matching Summary
The Licensed Investment Support Specialist I provides office management support for registered securities representatives and is responsible for risk management by following policies and procedures.
Skills & Requirements
Must-have
Administrative support for clients
Process and follow-up operations duties
Perform account maintenance
Execute trading transactions
Maintain client contact
Educate business partners
Nice-to-have
Engaged and inclusive culture
Support individual needs of employees
Differentiated compensation offerings
Key Requirements
High school diploma or equivalent
SIE, Series 7, 66 (or 65 and 63) licenses required