Branch Manager (denver, Co)

Chartwell Investment Partners

Denver, CO, US
$57,783.96-$150,000.00 py
Remote
Compliance oversight
Branch strategic plan
Sales goal development
Manages the compliance oversight, ensuring adherence to firm and regulatory policies and procedures

Job Summary

  • Manages the compliance oversight, ensuring adherence to firm and regulatory policies and procedures.
  • Develops and implements plans to meet office sales goals.
  • May attract, select, orient, train, and retain Financial Advisors (FAs) and support staff.

Matching Summary

Manages the compliance oversight, ensuring adherence to firm and regulatory policies and procedures.

Salary

$57,783.96-$150,000.00

Skills & Requirements

Must-have

  • Compliance oversight
  • Branch strategic plan
  • Sales goal development
  • Client account reviews
  • Financial advisor supervision
  • Community affairs representation

Nice-to-have

  • Service 1st attitude
  • Tact and diplomacy
  • Continuous learning
  • Interpersonal styles

Key Requirements

  • Minimum of three (3) years experience in a financial services firm
  • Bachelor’s degree (B.A.)
  • SIE required
  • Series 7, 9 & 10 (or 8) required
  • Series 63 & 65, or 66 as required by state
  • Life, Health, and Variable Annuity Insurance Licenses
  • NFA Commodities License required if any commodities trading is done at the branch

Work Rights

Not specified

Tailored Resume

Cover Letter