The Regulatory Reporting Quality Assurance function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment
Job Summary
The Regulatory Reporting Quality Assurance function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment.
Key responsibilities include leading periodic reviews of data reported in company regulatory filings such as FFIEC 031 Call Report and FR Y-14 series reports.
The role requires analyzing known issues, identifying root causes, and recommending remediation actions through succinct communications to senior leadership.
Matching Summary
The Regulatory Reporting Quality Assurance function is responsible for performing independent validation of regulatory reporting data integrity and the associated control environment.
Skills & Requirements
Must-have
Perform transaction level procedures
Review regulatory filings FFIEC 031 FR Y-9C
Identify root cause of issues
Document target area processes
Nice-to-have
Strong written communication skills
Ability to influence senior experts
Creative problem solving abilities
Sense of ownership for work
Key Requirements
Bachelor's Degree required
At least 2 years experience in Internal Controls or Audit
Knowledge of Regulatory Reporting filings like FFIEC 031 and FR Y-9C preferred