Base: $3,500 - $4,500; bonus/equity: not specified...
Fully onsite
Experience in financial advisory industry
Knowledge of financial advisers act
Personal data protection act familiarity
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for its financial advisory firm in Bras Basah, Singapore. The role focuses on ensuring regulatory compliance and requires relevant experience in the financial advisory industry, alongside familiarity with compliance qualifications and Microsoft software
Job Summary
The role involves ensuring the company functions legally and ethically while meeting business goals under MAS licensing.
Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must stay abreast of regulatory developments and support the implementation of changes regarding key acts.
Matching Summary
Match Score: 75
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive for its financial advisory firm in Bras Basah, Singapore. The role focuses on ensuring regulatory compliance and requires relevant experience in the financial advisory industry, alongside familiarity with compliance qualifications and Microsoft software.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Experience in financial advisory industry
Knowledge of Financial Advisers Act
Personal Data Protection Act familiarity
Microsoft Excel proficiency
Conducting balanced scorecard audits
Nice-to-have
Compliance qualification preferred
Insurance industry experience advantageous
Proactive regulatory communication skills
Key Requirements
Minimum 'A' level or Diploma
Experience in financial advisory industry
Familiarity with Microsoft software especially Excel