The Compliance Manager serves in the second line of defence to identify, assess, control, and monitor conduct and regulatory risk for FNZ (Europe) DAC
Job Summary
The Compliance Manager serves in the second line of defence to identify, assess, control, and monitor conduct and regulatory risk for FNZ (Europe) DAC.
Key responsibilities include overseeing Anti-Money Laundering policies, conducting annual risk assessments, and ensuring timely regulatory reporting to authorities.
FNZ is a global wealth management platform managing over US$2.4 trillion in assets, seeking a senior professional with deep European financial services regulatory knowledge.
Matching Summary
The Compliance Manager serves in the second line of defence to identify, assess, control, and monitor conduct and regulatory risk for FNZ (Europe) DAC.
Skills & Requirements
Must-have
MiFID II regulatory knowledge
AML/CJA compliance experience
CBI Regulations expertise
Second line of defence role
Risk-based compliance monitoring
Suspicious transaction investigation
Nice-to-have
Fast-paced regulated environment
Fund administrator operational processes
Stakeholder relationship management
Training and coaching skills
Commercial benefit articulation
Key Requirements
5-10 years senior level experience
In-depth knowledge of MiFID II
Experience with AML/CJA regulations
Knowledge of CBI Regulations
Operational process knowledge of fund administrators