Base: $120,000 - $205,000 py; bonus/equity: not sp...
Investment advisers act of 1940
Finra rules and regulations
Federal securities laws
The Attorney will be part of the Investment Advisory legal team and will serve as legal advisors to Morgan Stanley's investment advisory business, which is one of the largest investment advisors in the world with more than $2.6 trillion under management
Job Summary
The Attorney will be part of the Investment Advisory legal team and will serve as legal advisors to Morgan Stanley's investment advisory business, which is one of the largest investment advisors in the world with more than $2.6 trillion under management.
Primary responsibilities include day-to-day legal support for Morgan Stanley Wealth Management's investment advisory business, advising on various client types, drafting agreements, and working with regulators.
Morgan Stanley offers a supportive and empowering environment with ample opportunity for growth, attractive employee benefits, and a commitment to diversity and inclusion.
Matching Summary
The Attorney will be part of the Investment Advisory legal team and will serve as legal advisors to Morgan Stanley's investment advisory business, which is one of the largest investment advisors in the world with more than $2.6 trillion under management.
Salary
Base: $120,000 - $205,000 per year; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Investment Advisers Act of 1940
FINRA rules and regulations
Federal securities laws
State fiduciary laws
Regulatory processes (SEC and FINRA)
Nice-to-have
Client relationship management
Collaborative team environment
Diversity and inclusion focus
Key Requirements
7 years or more of experience
Ability to interface effectively with investment personnel, clients, and counsel
Experience in drafting and negotiating contracts
Familiarity with regulatory landscape for registered investment advisers