Director, Governance And Oversight, Prudential Advisors

Prudential

Multiple Locations
Base: $136,200.00 - $204,400.00; bonus/equity: yea...
Regulatory escalations
Personnel administration program
Subject matter resource
This role will report directly to the VP, Product Management and Governance with oversight for the Pruco limited broker dealer

Job Summary

  • This role will report directly to the VP, Product Management and Governance with oversight for the Pruco limited broker dealer.
  • The Director, Governance & Oversight, will be the primary liaison with external and internal partner oversight and control functions, Prudential Investigations, and Prudential Employee Relations to ensure appropriate actions are imposed in a consistent and equitable manner.
  • The salary range for this role is from $136,200.00 to $204,400.00, with market competitive base salaries and yearly bonus potential.

Matching Summary

This role will report directly to the VP, Product Management and Governance with oversight for the Pruco limited broker dealer.

Salary

Base: $136,200.00 - $204,400.00; Bonus/Equity: Yearly bonus potential; Benefits: Medical, dental, vision, life insurance, disability insurance, PTO, 401(k) plan with company match, pension plan, wellness programs, work/life resources, education benefit, employee stock purchase plan

Skills & Requirements

Must-have

  • Regulatory escalations
  • Personnel administration program
  • Subject matter resource
  • Risk focus
  • Process improvements

Nice-to-have

  • Pro-active collaborative skills
  • Build and maintain key business relationships
  • Strong leadership capabilities
  • Strategic thinking
  • Efficiency identification

Key Requirements

  • 5 years minimum compliance experience
  • 5 years minimum oversight experience
  • 5 years minimum regulatory environment experience
  • Bachelor’s degree or relevant work experience

Work Rights

Not specified

Tailored Resume

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