Associate Vice President, Regulatory Compliance

Ares Management

London, United Kingdom
Fca regulations and eu frameworks
Compliance monitoring and reporting
Policy and procedure maintenance
The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program under the leadership of the Global Chief Compliance Officer

Job Summary

  • The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program under the leadership of the Global Chief Compliance Officer.
  • This role supports the day-to-day regulatory compliance programme for Ares’ UK and EU operations, including compliance monitoring, regulatory developments tracking, and training coordination.
  • Ares is committed to fostering a welcoming and inclusive work environment where diverse, high-performance talent can build careers within the growing asset management industry.

Matching Summary

The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program under the leadership of the Global Chief Compliance Officer.

Skills & Requirements

Must-have

  • FCA regulations and EU frameworks
  • Compliance monitoring and reporting
  • Policy and procedure maintenance
  • Regulatory interpretation skills
  • Use of compliance technology tools
  • Senior Managers and Certification Regime

Nice-to-have

  • Exposure to ESG regulatory developments
  • Strong analytical skills
  • Proactive problem-solving
  • Collaborative and team-oriented
  • Ability to manage multiple priorities
  • Effective cross-department collaboration

Key Requirements

  • 5-7 years financial services compliance experience
  • Experience in Asset Management or alternatives
  • Bachelor’s Degree required
  • Familiarity with FCA regulations
  • Experience with EU regulatory frameworks

Work Rights

Not specified

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