Compliance Officer

Apexgroup Inc

Auckland, New Zealand
Aml/cft and privacy act compliance expertise
Regulatory reporting and filings
Internal compliance framework adherence
The role will be based in Auckland, New Zealand though we may consider candidates from Wellington, supporting Apex’s compliance function in New Zealand

Job Summary

  • The role will be based in Auckland, New Zealand though we may consider candidates from Wellington, supporting Apex’s compliance function in New Zealand.
  • Support, implement, maintain, and monitor adherence with Apex’s compliance framework, programme and policies including without limitation, AML, data protection, ethics, conflict of interest etc. for the Apex New Zealand businesses and operations.
  • A genuinely unique opportunity to be part of an expanding large global business with competitive remuneration commensurate with skills and experience and training and development opportunities.

Matching Summary

The role will be based in Auckland, New Zealand though we may consider candidates from Wellington, supporting Apex’s compliance function in New Zealand.

Skills & Requirements

Must-have

  • AML/CFT and Privacy Act compliance expertise
  • Regulatory reporting and filings
  • Internal compliance framework adherence
  • Suspicious activity reporting
  • Client and investor due diligence

Nice-to-have

  • Strategic thinker and problem solver
  • Strong people management skills
  • Ability to work under pressure
  • Knowledge of other jurisdictions
  • Positive disrupter mindset

Key Requirements

  • 2-3 years' solid compliance experience
  • Professional compliance qualification (desirable)
  • Expertise in AML/CFT and/or Privacy Act compliance
  • Regulatory environment knowledge for retail investment product providers (highly desirable)
  • Working knowledge of compliance in other jurisdictions (added advantage)

Work Rights

Not specified

Tailored Resume

Cover Letter