Job Summary

• US Regulatory Services is responsible for ensuring timely, accurate, and complete reporting to various exchanges, self-regulatory organizations and the SEC.
• The individual in this role is primarily responsible for day-to-day operational execution to broader planning within the area of expertise.
• The role works closely with several areas of the Firm to support the above functions, including various business groups within the Firm, Compliance, Legal, Finance, and Technology.

Matching Summary

Salary

Base: $85,000 - $115,000; Bonus/Equity: discretionary bonus; Benefits: 401(k) program with company-matching contributions; health, dental, vision, life and disability insurance; and paid time-off plan

Skills & Requirements

Key Requirements

• Bachelor’s Degree or Equivalent Required
• Understanding of financial products
• Understanding of the trade life cycle
• Some understanding of Middle Office Trade Processing
• Management experience is a plus
• Strong proficiency in MS Word, Excel, PowerPoint, and Outlook
• Ability to work well under pressure
• High attention to detail
• Ability to maintain high standards despite pressing deadlines
• Ability to solve problems quickly and efficiently
• Demonstrated dependability and sense of urgency
• Excellent interpersonal and communication skills
• Excellent judgment, professionalism and integrity

Work Rights