Compliance - Control Room Officer - Associate

Deutsche Bank

Tokyo, Japan
Chinese wall and fire wall compliance
Conflict of interest control
Trade surveillance
The Control Room team is responsible for ensuring Chinese Wall control and conflict of interest control firm-wide through activities like Watch List/Restricted List management and Wall Crossing administration

Job Summary

  • The Control Room team is responsible for ensuring Chinese Wall control and conflict of interest control firm-wide through activities like Watch List/Restricted List management and Wall Crossing administration.
  • Key responsibilities include enforcing controls to prevent misuse of Price Sensitive Information, advising business groups on information barriers, and maintaining the Bank’s Global Watch and Restricted Lists.
  • Deutsche Bank offers a healthy, engaged, and well-supported workforce with benefits such as corporate group insurance, annual health checkups, flexible work arrangements, and childcare/elderly care benefits.

Matching Summary

The Control Room team is responsible for ensuring Chinese Wall control and conflict of interest control firm-wide through activities like Watch List/Restricted List management and Wall Crossing administration.

Skills & Requirements

Must-have

  • Chinese Wall and Fire Wall compliance
  • conflict of interest control
  • trade surveillance
  • Price Sensitive Information (PSI) control
  • Watch List / Restricted List Management
  • Information Barriers
  • Need-to-Know policy

Nice-to-have

  • proactive fire prevention approach
  • team spirit
  • outcome-focused judgments
  • continuous learning culture
  • flexible working arrangements

Key Requirements

  • Fluent in English and Japanese
  • Understanding of financial regulation
  • Ability to develop expertise quickly

Work Rights

Not specified

Tailored Resume

Cover Letter