Provide analytical support in the assessment of financial advice using a standardized matrix of parameters to mitigate against advice risk
Job Summary
Provide analytical support in the assessment of financial advice using a standardized matrix of parameters to mitigate against advice risk.
Analyze and assess records of advice for compliance to regulatory standards and the standardized matrix of parameters to determine the quality of advice given to clients.
Build working relationships across teams and functional lines to enhance work delivery, collaboration and innovation.
Matching Summary
Provide analytical support in the assessment of financial advice using a standardized matrix of parameters to mitigate against advice risk.