The job posting is for a Vice President of Compliance at a well-established financial institution in Singapore, focusing on regulatory compliance within capital markets. The ideal candidate should possess extensive compliance experience, strong knowledge of local regulations, and effective stakeholder management skills
Job Summary
You will play a critical role advising capital markets businesses on regulatory and firm-wide compliance matters.
The position involves overseeing information barriers, managing conflicts of interest, and acting as a key contact point with regulators.
This is a senior hands-on position offering direct engagement with senior management and opportunities for long-term career progression.
Matching Summary
Match Score: 85
The job posting is for a Vice President of Compliance at a well-established financial institution in Singapore, focusing on regulatory compliance within capital markets. The ideal candidate should possess extensive compliance experience, strong knowledge of local regulations, and effective stakeholder management skills.
Skills & Requirements
Must-have
Capital markets compliance experience
Knowledge of MAS SFA FAA SGX rules
AML transaction monitoring frameworks
Information barriers and conflicts management
Regulatory examination and inspection support
Nice-to-have
Strong stakeholder management skills
Commercial awareness in fast-paced environment
Experience with equity and debt underwriting
Ability to influence firm-wide frameworks
Key Requirements
Bachelor's Degree in Law, Accounting, Business, Economics, or Finance
6-8 years of compliance experience in prominent investment management firms
Singapore location based (D01 area)
Strong knowledge of local regulatory frameworks including MAS, SFA, FAA, and SGX