Ultra High Net Worth Executive Financial Services Rule 10b5-1 Strategy Associate
Morgan Stanley
Base: $80k-$100k py; bonus/equity: not specified; ...
Rule 10b5-1 trading plans
Sec rules knowledge
Restricted stock transactions
This person will be responsible for the white glove adoption and trade management of 10b5-1 trading plans and enhance strategy and analysis for the UHNW Desk and broader EFS Department
Job Summary
This person will be responsible for the white glove adoption and trade management of 10b5-1 trading plans and enhance strategy and analysis for the UHNW Desk and broader EFS Department.
The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.
Matching Summary
This person will be responsible for the white glove adoption and trade management of 10b5-1 trading plans and enhance strategy and analysis for the UHNW Desk and broader EFS Department.
Salary
Base: $80K-$100K per year; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Rule 10b5-1 trading plans
SEC Rules knowledge
restricted stock transactions
concierge type service
data analysis
Microsoft Office skills
Nice-to-have
passion and grit
creative thinkers
diverse backgrounds and experiences
professional career foundation
Key Requirements
Prior experience in Capital Markets
FINRA Licenses: Series 7 & 63 required
High proficiency with Microsoft Excel and PowerPoint