Sr. Compliance Officer

Invesco

New York, US
Base: $120,000 - $130,000 usd annually; bonus/equi...
Hybrid
5+ years financial services experience
Strong knowledge of securities law
Experience with aladdin oms system
The Senior Compliance Officer provides senior oversight of pre-trade compliance monitoring within the Aladdin OMS system

Job Summary

  • The Senior Compliance Officer provides senior oversight of pre-trade compliance monitoring within the Aladdin OMS system.
  • This role ensures adequate procedures and controls are established to minimize financial and reputational risk while leading enterprise-level initiatives.
  • Employees benefit from a hybrid work schedule, comprehensive health benefits, and a 401(K) matching program.

Matching Summary

The Senior Compliance Officer provides senior oversight of pre-trade compliance monitoring within the Aladdin OMS system.

Salary

Base: $120,000 - $130,000 USD annually; Bonus/Equity: Not specified; Benefits: 401(K) matching, stock purchase plan, flexible PTO

Skills & Requirements

Must-have

  • 5+ years financial services experience
  • Strong knowledge of securities law
  • Experience with Aladdin OMS system

Nice-to-have

  • Mentoring junior compliance officers
  • Cross-functional project leadership
  • Advanced professional certifications

Key Requirements

  • Bachelor's degree in finance or related field
  • Minimum 5 years in asset management
  • FINRA Series 7 license preferred

Work Rights

Not specified

Tailored Resume

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