Senior Compliance Manager, Dsm Infrastructure (ftc)

LSEG (London Stock Exchange Group)

New York, United States
Base: $123,700 - $206,100; bonus/equity: not speci...
U.s. regulatory compliance expertise
Experience with sec and finra
Knowledge of digital assets
LSEG is dedicated to delivering excellence in financial market services

Job Summary

  • LSEG is dedicated to delivering excellence in financial market services.
  • The Senior Compliance Manager will lead compliance activities for DMI's U.S. broker dealer programme.
  • This role offers competitive compensation and a range of benefits.

Matching Summary

LSEG is dedicated to delivering excellence in financial market services.

Salary

Base: $123,700 - $206,100; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • U.S. regulatory compliance expertise
  • Experience with SEC and FINRA
  • Knowledge of digital assets

Nice-to-have

  • Strong analytical and organizational skills
  • Effective communicator at all levels
  • Collaborative team player

Key Requirements

  • FINRA Series 24 certification
  • Proven industry experience in compliance
  • Experience in securities markets

Work Rights

Not specified

Tailored Resume

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