Financial Advisor Support Specialist I - Greenville, Sc

TD Bank

Greenville, South Carolina, United States
$24.00 - $33.50 usd; not specified; not specified ...
Client discovery and onboarding
Financial transaction handling
Regulatory compliance adherence
The Financial Advisor Support Specialist (FASS) serves as the primary administrative and service support for Financial Advisors (FAs) and their clients in the mass affluent segment

Job Summary

  • The Financial Advisor Support Specialist (FASS) serves as the primary administrative and service support for Financial Advisors (FAs) and their clients in the mass affluent segment.
  • This role ensures a legendary service experience, handles financial transactions compliantly, and manages client onboarding with thorough discovery.
  • TD Bank offers a comprehensive Total Rewards package including base salary, variable compensation, health and well-being benefits, savings and retirement programs, and paid time off.

Matching Summary

The Financial Advisor Support Specialist (FASS) serves as the primary administrative and service support for Financial Advisors (FAs) and their clients in the mass affluent segment.

Salary

$24.00 - $33.50 USD; Not specified; Not specified

Skills & Requirements

Must-have

  • Client discovery and onboarding
  • Financial transaction handling
  • Regulatory compliance adherence
  • Customer Identification Program (CIP)
  • Administrative and service support

Nice-to-have

  • Customer-centric approach
  • Proactive communication skills
  • Team collaboration and enthusiasm
  • Community involvement

Key Requirements

  • Associate's degree or Bachelor's degree preferred
  • Minimum SIE & Series 99 registration required
  • Experience in financial industry
  • Experience with affluent clients
  • Proficiency in MS Office Suite
  • Criminal and financial background investigation required

Work Rights

Not specified

Tailored Resume

Cover Letter